Saturday, November 7, 2009   
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Important Legal Information

The information provided on this site or in any communication containing a link to this site is not intended for distribution to, or use by, any person or entity in any jurisdiction or country where such distribution or use would be contrary to law or regulation or which would subject Euro Pacific Capital, Inc or its affiliates to any registration requirement within such jurisdiction or country. Neither the information, nor any opinion contained in this site constitutes a solicitation or offer by Euro Pacific Capital, Inc or its affiliates to buy or sell any securities, options or other financial instruments or provide any investment advice or service.

• SEC-Required Report
• Euro Pacific Capital, Inc.'s Anti-Money-Laundering Program
• Euro Pacific Capital’s Business Continuity Planning Disclosure Statement
• Use Of Website Disclaimer

SEC-Required Report on Routing of Customer Orders

Euro Pacific Capital, Inc has prepared this report pursuant to a U.S. Securities and Exchange Commission rule requiring all brokerage firms to make publicly available quarterly reports on their order routing practices. The report provides information on the routing of “non-directed orders” — any order that the customer has not specifically instructed to be routed to a particular venue for execution. For these non-directed orders, Euro Pacific Capital, Inc has selected the execution venue on behalf of its customers.

The report is divided into four sections: one for securities listed on the New York Stock exchange, one for securities listed on The Nasdaq Stock Market, one for securities listed on the American Stock Exchange or regional exchanges, and one for exchange-listed options. For each section, this report identifies the venues most often selected by Euro Pacific Capital, Inc sets forth the percentage of various types of orders routed to the venues, and discusses the material aspects of Euro Pacific Capital, Inc’s relationship with the venues.

Please click the link below and type in capitals: EURO PACIFIC CAPITAL INC

http://www.orderroutingdisclosure.com/

Euro Pacific Capital, Inc.'s Anti-Money-Laundering Program

Following the attacks on 11 September 2001, the U.S. government enacted the USA PATRIOT Act, which is designed to prevent the use of the U.S. financial system to help fund terrorism and other crimes. The Act, which is similar to regulations in other countries in which we do business, imposes a series of new anti-money-laundering requirements on brokerage firms and other financial institutions.

Under the USA PATRIOT Act and other regulations, financial services firms must establish a compliance program, which includes policies and procedures to detect and report suspicious transactions to the government, as well as ensure compliance with the new laws. Firms must also implement specialized employee training programs, designate a special compliance officer and conduct independent audits of the effectiveness of the compliance program.

All of our employees are being trained in anti-money-laundering practices and procedures, as well as the details of the firm's policies.

The regulations also impose new requirements regarding client information and verification of that information. Financial services firms are required to verify the identity of the clients with whom they do business, determine the source of funds in a client's account and obtain the information about a client's wealth.

At Euro Pacific Capital, Inc, we have always stressed the importance of knowing our clients. This tradition has developed not only from regulatory requirements but also from the belief that the better we know our clients, the better we can serve their financial needs.

Important Information You Need to Know about Opening a New Account

To help the government fight the funding of terrorism and money laundering activities, federal law requires financial institutions to obtain, verify, and record information that identifies each person who opens an account.

This Notice answers some questions about this broker/dealer's Customer Identification Program.

What types of information will you have to provide?

At the time you open an account with us, we are required to collect information such as the following from you:
  • Your name
  • Your date of birth
  • Your address
  • An identification number
    • U.S. Citizen: taxpayer identification number (social security number or employer identification card)
    • Non-U.S. Citizen: taxpayer identification number, passport number, and country of issuance, alien identification number or government issued identification showing nationality, residence and a photograph of you.
You may also need to show your driver's license or other identifying documents.

A corporation, partnership, trust or other legal entity may need to provide other information such as its principal place of business, local office, employee identification number, certified articles of incorporation, government-issued business license, a partnership agreement or a trust agreement.

U.S. Department of the Treasury, Securities and Exchange Commission, FINRA and New York Stock Exchange rules already require you to provide most of this information. These rules also may require you to provide additional information, such as your net worth, annual income, occupation, employment information, investment experience and objectives, and risk tolerance.

What happens if I don't provide the information requested or my identity can't be verified?

We may not be able to open an account or carry out transactions for you. If we have already opened an account for you, we may have to close it.

WE THANK YOU FOR YOUR PATIENCE AND HOPE THAT YOU WILL SUPPORT OUR EFFORTS TO DENY TERRORISTS AND MONEY LAUNDERERS ACCESS TO AMERICA'S FINANCIAL SYSTEM.

Euro Pacific Capital’s Business Continuity Planning Disclosure Statement

Euro Pacific Capital, Inc. has developed a Business Continuity Plan on how we will respond to events that significantly disrupt our business. Since the timing and impact of disasters and disruptions is unpredictable, we will have to be flexible in responding to actual events as they occur. With that in mind, we are providing you with this information on our business continuity plan.

I. Emergency Contact Persons
Our firm's two emergency contact persons are: Robert Decker, 203-662-9700, rdecker@europac.net, and Peter Schiff, 203-662-9700, pschiff@europac.net. These names will be updated in the event of a material change, and our Executive Representative will review them within 17 business days of the end of each quarter.

Rule: FINRA Rule 3520.

II. Firm Policy
Our firm's policy is to respond to a Significant Business Disruption (SBD) by safeguarding employees' lives and firm property, making a financial and operational assessment, quickly recovering and resuming operations, protecting all of the firm's books and records, and allowing our customers to transact business. In the event that we determine we are unable to continue our business, we will assure customers prompt access to their funds and securities.

A. Significant Business Disruptions (SBDs)
Our plan anticipates two kinds of SBDs, internal and external. Internal SBDs affect only our firm's ability to communicate and do business, such as a fire in our building. External SBDs prevent the operation of the securities markets or a number of firms, such as a terrorist attack, a city flood, or a wide-scale, regional disruption. Our response to an external SBD relies more heavily on other organizations and systems, especially on the capabilities of our clearing firm.

B. Approval and Execution Authority
Peter Schiff, President, a registered principal, is responsible for approving the plan and for conducting the required annual review. Peter Schiff has the authority to execute this BCP.

C. Plan Location and Access
Our firm will maintain copies of its BCP plan and the annual reviews, and the changes that have been made to it for inspection. An electronic copy of our plan is located on www.europac.server.net in Robert Decker Files under: My Documents: Business Continuity Plan.wpd, and with Doug Cooper of CoopLink Computer Support Services.
III. Business Description
Our firm conducts business in primarily international equities. Our firm is an introducing firm and does not perform any type of clearing function for itself or others. Furthermore, we do not hold customer funds or securities. We accept and enter orders. All transactions are sent to our clearing firm, which executes our orders, compares them, allocates them, clears and settles them. Our clearing firm also maintains our customers' accounts, can grant customers access to them, and delivers funds and securities. Our firm services retail and institutional customers. We also offer annuities, mutual funds, fixed income products and private placements.

Our clearing firm is Pershing, LLC. To address interruptions to our course of business, Pershing maintains a business continuity plan, which includes geographically dispersed data centers and alternate processing facilities. The plan is reviewed annually and updated as necessary.

The plan outlines the actions Pershing will take in the event of a building, city, or regional incident, including:
  • Continuous processing support by personnel located in unaffected facilities
  • Relocating technology or operational personnel to alternate regional facilites
  • Switching technology data processing to an alternate regional data center
All Pershing operational facilities are equipped for resumption of business and are tested. Regarding all circumstances within our control, Pershing's recovery time objective for business resumption, including those involving a relocation of personnel or technology, is four (4) hours, depending upon the availability of external resources.

In the event that Euro Pacific Capital experiences a significant business interruption, you may contact Pershing directly to process limited trade-related transactions, cash disbursements, and security transfers. Instructions to Pershing must be in writing and transmitted via facsimile at (201) 413-5368 or by postal service as follows:

Pershing LLC
P.O. Box 2065
Jersey City, New Jersey 07303-2065

For additional information about how to request funds and securities when Euro Pacific Capital cannot be contacted due to a significant business interruption, please visit the Customer Support section or call (201) 413-3635 for recorded instructions.

If you cannot access the instructions from the web site or the previously noted telephone number, you may call (213) 624-6100, extension 500, an alternate Pershing number for recorded instructions.

IV. Office LocationsOur Firm has offices located in the following locations:

A. Office Location #1: Westport, CT
Our Location #1 Office is located at 88 Post Road West, 3rd Floor, Westport, CT 06880. Its main telephone number is 800-727-7922. Our employees may travel to that office by means of car, train, or bus. We engage in order taking and entry at this location.

B. Office Location #2: Newport Beach, CA
Our Location #2 Office is located at 4667 MacArthur Blvd., Ste. 450 Newport Beach, CA 92660. Its main telephone number is 800-993-8350. Our employees may travel to that office by means of foot, car, or bus. We engage in order taking and entry at this location.

C. Office Location #3: Phoenix, AZ
Our Location #3 Office is located at 9375 E. Shea Blve, Suite 100; Scottsdals, AZ 85260. Its main telephone number is 800-727-6435. Our employees may travel to that office by means of foot, car, or bus. We engage in order taking and entry at this location.

D. Office Location #4: New York, NY
Our Location #4 Office is located at 386 Park Avenue South, Suite 1604; New York, NY 10016. Its main telephone number is 800-727-7922. Our employees may travel to that office by means of foot, car, train, subway or bus. We engage in order taking and entry at this location.

D. Office Location #5: Los Angeles, CA
Our Location #5 Office is located at 12400 Wilshire Boulevard, Suite 1060; Los Angeles, CA 90025. Its main telephone number is 310-826-2976. Our employees may travel to that office by means of foot, car, or bus. We engage in order taking and entry at this location.

D. Office Location #6: North Palm Beach, FL
Our Location #6 Office is located at 9112 Alternata A1A, Suite 209; North Palm Beach, FL 33403. Its main telephone number is 561-841-2282. Our employees may travel to that office by means of foot, car, or bus. We engage in order taking and entry at this location.

V. Alternative Physical Location(s) of Employees
In the event of an SBD, we will move our staff from affected offices to the closest of our unaffected office locations.

Rule: FINRA Rule 3510(c)(6).

VI. Customers' Access to Funds and Securities
Our firm does not maintain custody of customers' funds or securities, which are maintained at our clearing firm, Pershing, LLC. In the event of an internal or external SBD, if telephone service is available, our registered persons will take customer orders or instructions and contact our clearing firm on their behalf, and if our Web access is available, our firm will post on our Web site that customers may access their funds and securities by contacting Peter Schiff, 203-662-9700. The firm will make this information available to customers through its disclosure policy.

If SIPC determines that we are unable to meet our obligations to our customers or if our liabilities exceed our assets in violation of Securities Exchange Act Rule 15c3-1, SIPC may seek to appoint a trustee to disburse our assets to customers. We will assist SIPC and the trustee by providing our books and records identifying customer accounts subject to SIPC regulation.

Rules: FINRA Rule 3510(a); Securities Exchange Act Rule 15c3-1; 15 U.S.C. 78eee (2003).

VII. Data Back-Up and Recovery (Hard Copy and Electronic)
Our firm maintains its primary hard copy books and records at 88 Post Road West, 3rd Floor, Westport, CT 06880; and its electronic records at 4667 MacArthur Blvd., Ste. 450 Newport Beach, CA 92660. Peter Schiff, President, 203-662-9700 is responsible for the maintenance of these books and records. Our firm maintains New Account Forms and Business Continuity Disclosure Forms in hard copy, but it is the policy of the firm to have all New Account Forms scanned into Pershing's "Online Documents" as an electronic back-up and the Business Continuity Plan is also maintained electronically on the firm's internal network servers as well as our public website servers. Also, all client statements and confirms are stored electronically in the Westport location as well as electronically with Pershing.

In the event of an internal or external SBD that causes the loss of our paper records, we will physically recover them from our back-up systems. If our primary site is inoperable, we will continue operations from our back-up site or an alternate location. For the loss of electronic records, we will either physically recover the storage media or electronically recover data from our back-up systems, or, if our primary system is inoperable, continue operations from our back-up system or an alternate location.

Rule: FINRA Rule 3510(c)(1).

VIII. Financial and Operational Assessments
A. Operational Risk
In the event of an SBD, we will immediately identify what means will permit us to communicate with our customers, employees, critical business constituents, critical banks, critical counter-parties, and regulators. Although the effects of an SBD will determine the means of alternative communication, the communications options we will employ will include www.europac.net. In addition, we will retrieve our key activity records as described in the section above, Data Back-Up and Recovery (Hard Copy and Electronic).

Rules: FINRA Rules 3510(c)(3) & (f)(2).

B. Financial and Credit RiskIn the event of an SBD, we will determine the value and liquidity of our investments and other assets to evaluate our ability to continue to fund our operations and remain in capital compliance. We will contact our clearing firm, critical banks, and investors to apprise them of our financial status. If we determine that we may be unable to meet our obligations to those counter-parties or otherwise continue to fund our operations, we will request additional financing from our bank or other credit sources to fulfill our obligations to our customers and clients. If we cannot remedy a capital deficiency, we will file appropriate notices with our regulators and immediately take appropriate steps, including funding Net Capital through Mr. Schiff's Brokerage account holdings.

Rules: FINRA Rules 3510(c)(3), (c)(8) & (f)(2).

IX. Mission Critical Systems
Our firm's "mission critical systems" are those that ensure prompt and accurate processing of securities transactions, including order taking, entry, execution, comparison, allocation, clearance and settlement of securities transactions, the maintenance of customer accounts, access to customer accounts, and the delivery of funds and securities. More specifically, these systems include: Net Exchange Pro, a proprietary data and order entry system.

We have primary responsibility for establishing and maintaining our business relationships with our customers and have sole responsibility for our mission critical functions of order taking and entry. Our clearing firm provides, through contract, the execution, comparison, allocation, clearance and settlement of securities transactions, the maintenance of customer accounts, access to customer accounts, and the delivery of funds and securities.

Our clearing firm contract provides that our clearing firm will maintain a business continuity plan and the capacity to execute that plan. Our clearing firm represents that it will advise us of any material changes to its plan that might affect our ability to maintain our business and presented us with an executive summary of its plan. In the event our clearing firm executes its plan, it represents that it will notify us of such execution and provide us equal access to services as its other customers. If we reasonably determine that our clearing firm has not or cannot put its plan in place quickly enough to meet our needs, or is otherwise unable to provide access to such services, our clearing firm represents that it will assist us in seeking services from an alternative source.

Our clearing firm represents that it backs up our records at a remote Morris County, NJ site. Our clearing firm represents that it operates a back-up operating facility in a geographically separate area with the capability to conduct the same volume of business as its primary site. Our clearing firm has also confirmed the effectiveness of its back-up arrangements to recover from a wide scale disruption by testing, and it has confirmed that it tests its back-up arrangements every six months.

Recovery-time objectives provide concrete goals to plan for and test against. They are not, however, hard and fast deadlines that must be met in every emergency situation, and various external factors surrounding a disruption, such as time of day, scope of disruption, and status of critical infrastructure-particularly telecommunications-can affect actual recovery times. Recovery refers to the restoration of clearing and settlement activities after a wide-scale disruption; resumption refers to the capacity to accept and process new transactions and payments after a wide-scale disruption. Our clearing firm has the following SBD recovery time and resumption objectives: recovery time period of within 4 hours and resumption time within the same business day.

A. Our Firm's Mission Critical Systems

1. Order Taking
Currently, our firm receives orders from customers via telephone/fax/e-mail and at in person visits by the customer. During an SBD, either internal or external, we will continue to take orders through any of these methods that are available and reliable, and in addition, as communications permit, we will inform our customers when communications become available to tell them what alternatives they have to send their orders to us. Customers will be informed of alternatives by letter, telephone, email or fax. If necessary, we will advise our customers to place orders directly with our clearing firm at Pershing, LLC, 201-413-3664.

2. Order Entry
Currently, our firm enters orders by recording them on paper and electronically and sending them to our clearing firm electronically or telephonically. We also place customer orders through Net Exchange Pro, a Pershing Proprietary System. We have contacted Pershing, LLC and were told that, under its BCP, we can expect services within 4 hours.

In the event of an internal SBD, we will enter and send records to our clearing firm by the fastest alternative means available, which include mail, fax or email. In the event of an external SBD, we will maintain the order in electronic or paper format, and deliver the order to the clearing firm by the fastest means available when it resumes operations. In addition, during an internal SBD, we may need to refer our customers to deal directly with our clearing firm for order entry.

B. Mission Critical Systems Provided by Our Clearing Firm

Our firm relies, by contract, on our clearing firm to provide order execution, order comparison, order allocation, and the maintenance of customer accounts, delivery of funds and securities, and access to customer accounts.

Rules: FINRA Rules 3510(c) & (f)(1).

X. Alternate Communications Between the Firm and Customers, Employees, and Regulators
A. Customers

We now communicate with our customers using the telephone, e-mail, our Web site, fax, U.S. mail, and in person visits at our firm or at the other's location. In the event of an SBD, we will assess which means of communication are still available to us, and use the means closest in speed and form (written or oral) to the means that we have used in the past to communicate with the other party. For example, if we have communicated with a party by e-mail but the Internet is unavailable, we will call them on the telephone and follow up where a record is needed with paper copy in the U.S. mail.

Rule: FINRA Rule 3510(c)(4).

B. Employees

We now communicate with our employees using the telephone, e-mail, and in person. In the event of an SBD, we will assess which means of communication are still available to us, and use the means closest in speed and form written or oral to the means that we have used in the past to communicate with the other party. We will also employ a call tree so that senior management can reach all employees quickly during an SBD. The call tree includes all staff home and office phone numbers. We have identified persons, noted below, who live near each other and may reach each other in person:

The person to invoke use of the call tree is: Robert Decker

Caller Call Recipients
Robert Decker Peter Schiff, Frank Baldo, Elena Fusillo, Jeff Nelson, Lew Kasowitz, Neal Scott, Bruce Oderman, John Catalfio, Eric Steingruebner, Hemant Kathuria, Gordon McBean, Pat McDonald
Lew Kasowitz Paul Pfeiffer, Marlon Varsace, Dixon Downey, Michael Gill, Simon McDonald, Brian Gibson, John McCarthy, Angela Macaluso, Cheri Diroma, Jenna DeVito, Carl Hayden, Marc Anderson, Tim Dawson, Konni Harrison
Eric Steingruebner Mark Nuevo, Danielle Dwyer-Psarras, Burt Gardner, Laura Reiter, Chris Reiger, Lo Phouma, Robert Douglas, Chris Bougeokles, Brian Holden, Jack Miller, Nikki Cheng, Jamie Young, Matt Psarras, Chris George
John Catalfio Mike Masunas, Alan Walicki, Todd Engelson, Corey Oberholtzer, Barry Toulouse, Cameron Peters, Guyton Campbell, Ral Drabos
Bruce Oderman Tom Tomljanovic, Richard Cloutier, David Weishaus, John Brown, Howard Shelly, Walter Bahr, Alan Nagase, Parag Adhyaru
Hemant Kathuria John Downs, Steve Echeverria, Dana Lamb, Steve Chon, Andy Chon, Ken Hensley, Neeraj Chaudhary, Victoria Orcott, Kaveh Motaved, Tony Nessan, Roy Ressel, Eric Vavere, Andrew Fenton
Neal Scott Michael Freedman, Andrew Schiff, Michael Finger, Adrienne Waldo, Sandra Martinez, Michelle DeLuca, Dalia Webster, Daryl Payton, David Garramone, Garry Bale, Todd Robertson, Steven Savoy, Matthew Lehrer, Thomas Conradt, Benjamin Durant, Brian Halpin, Michael Woods
Jeff Nelson Roy Lowden, Linda Bruno
Gordon McBean Jay Srivatsa, Liang Hsu, David Kratochvil, Thomas Tan, Jim Nelson

Rule: FINRA Rule 3510(c)(5).

C. Regulators

We are currently members of the following SROs: FINRA, SEC, Connecticut Department of Corporations. We communicate with our regulators using the telephone, e-mail, fax, U.S. mail, and in person. In the event of an SBD, we will assess which means of communication are still available to us, and use the means closest in speed and form (written or oral) to the means that we have used in the past to communicate with the other party.

Rule: FINRA Rule 3510(c)(9).

XI. Critical Business Constituents, Banks, and Counter-Parties
A. Business constituents

We have contacted our critical business constituents (businesses with which we have an ongoing commercial relationship in support of our operating activities, such as vendors providing us critical services), and determined the extent to which we can continue our business relationship with them in light of the internal or external SBD. We will quickly establish alternative arrangements if a business constituent can no longer provide the needed goods or services when we need them because of a SBD to them or our firm. Our major suppliers are: Staples, WB Mason and Office Depot.

Rules: FINRA Rule 3510(c)(7).

B. Banks

We have contacted our banks and lenders to determine if they can continue to provide the financing that we will need in light of the internal or external SBD. The bank maintaining our main operating account, savings account, and the K2I account ("Special Account for the Exclusive Benefit of Customers of Euro Pacific Capital, Inc. and Perth Mint") is: Bank of America, Darien, CT 1120 Post Road (Route 1), Darien, CT 06820. If our banks and other lenders are unable to provide the financing, we will seek alternative financing immediately from Peter Schiff's personal brokerage account at Pershing LLC, account number: 6WU207721.

Rules: FINRA Rule 3510(c)(7).

C. Counter-Parties

We have contacted our critical counter-parties, such as other broker-dealers or institutional customers, to determine if we will be able to carry out our transactions with them in light of the internal or external SBD. Where the transactions cannot be completed, we will work with our clearing firm or contact those counter-parties directly to make alternative arrangements to complete those transactions as soon as possible.

Rules: FINRA Rules 3510(a) &(c)(7).

XII. Regulatory Reporting
Our firm is subject to regulation by: FINRA, SEC and Connecticut Department of Corporations. We now file reports with our regulators using paper copies in the U.S. mail, and electronically using fax, e-mail, and the Internet. In the event of an SBD, we will check with the SEC, FINRA, and other regulators to determine which means of filing are still available to us, and use the means closest in speed and form (written or oral) to our previous filing method. In the event that we cannot contact our regulators, we will continue to file required reports using the communication means available to us. FINRA Examiner, Stephen Poirier, Boston District Office 617-532-3459.

Rule: FINRA Rule 3510(c)(8).

XIII. Disclosure of Business Continuity Plan
We provide in writing a BCP disclosure statement to customers at account opening and one time per year on client statements. We also post the disclosure statement on our Web site and mail it to customers upon request. Our disclosure statement is attached.

Rule: FINRA Rule 3510(e).

XIV. Updates and Annual Review
Our firm will update this plan whenever we have a material change to our operations, structure, business or location or to those of our clearing firm. In addition, our firm will review this BCP annually, on June 1, to modify it for any changes in our operations, structure, business, or location or those of our clearing firm.

Rule: FINRA Rule 3510(b).

XV. Senior Manager Approval
Approve the firm's BCP by signing below.

I have approved this Business Continuity Plan as reasonably designed to enable our firm to meet its obligations to customers in the event of an SBD.

Rule: FINRA Rule 3510(d).


Signed:    Robert Decker

Title:    Chief Operating Officer

Date:    February 10, 2009

Disclaimer

Euro Pacific Capital, Inc., its subsidiaries and affiliates are not liable for any harm caused by the use of this site to any sofware, hardware, data or property of the user that may access, delete, damage, disable, disrupt or otherwise impede the operaton or function of the users system/s through access to this site. This web-site is for informational purposes only and does not constitute a complete description of our investment services or performance. This web-site is in no way a solicitation or offer to sell securities or investment advisory services except, where applicable, in the states where we are registered or where an exemption or exclusion from such registration exists. Information throughout this site, whether stock quotes, charts, articles, or any other statement or statements regarding market or other financial information, is obtained from sources which we, and our suppliers believe reliable, but we do not warrant or guarentee the timeliness or accuracy of this information. Nothing on this web-site should be interpreted to state or imply that past results are an indication of future performance. Neither we nor our information providers shall be liable for any errors or inaccuracies, regardless of cause, or the lack of timeliness of, or for any delay or interruption in the transmission thereof to the user. THERE ARE NO WARRANTIES, EXPRESSED OR IMPLIED, AS TO ACCURACY, COMPLETENESS, OR RESULTS OBTAINED FROM ANY INFORMATION POSTED ON THIS OR ANY LINKED WEB-SITE.

Linked Sites: "Hypertext links" and/or "hyperlinks" to or from other Internet sites, may be included at times as a convienence to the user. Euro Pacific Capital, Inc. assumes no repsonsibility for the content of any linked site. The fact that Euro Pacific Capital, Inc. has made these links available is not an endorsement or recomendation by Euro Pacific of any materials or information you may find on any linked site. Euro Pacific Capital furnishes these links for your convenience only and they should be used at your discretion. There are inherent risks in the use of any software and information found in the Internet and you acknowledge that you understand these risks before using any of these services.

Account Protection: Euro Pacific Capital, Inc. clears through Pershing LLC, a subsidiary of the Bank of New York. Accounts carried on the books and records of Euro Pacific Capital, Inc. are subject to protection provided by the Securities Investor Protection Corp. (SIPC) for amounts up to $500,000 including up to $100,000 for cash. Account Protection does not include losses due to market activity.

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